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Advisor at LPL FINANCIAL LLC
KNOXVILLE, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 21, 2025 | n/a | yes | KNOXVILLE, TN | Current employment |
| FIRST HORIZON ADVISORS, INC | Former SEC adviser | Jun 11, 2018 | Aug 21, 2025 | no | KNOXVILLE, TN|KNOXVILLE, TN | Previous registration |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Sep 13, 2016 | May 8, 2018 | no | KNOXVILLE, TN | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jan 8, 2008 | Dec 31, 2016 | no | KNOXVILLE, TN|KNOXVILLE, TN|KNOXVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST HORIZON ADVISORS, INC | LPL FINANCIAL LLC | Aug 21, 2025 | Aug 21, 2025 | 0 | Bulk transfer | RIA to ibd |
| TRUIST ADVISORY SERVICES, INC. | FIRST HORIZON ADVISORS, INC | May 8, 2018 | Jun 11, 2018 | 34 | Firm change | Ibd to RIA |
| SUNTRUST INVESTMENT SERVICES, INC. | TRUIST ADVISORY SERVICES, INC. | Dec 31, 2016 | Sep 13, 2016 | -109 | Bulk transfer | Other |