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J•••••• S•••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

J•••••• S•••• L•••••

Advisor at 2• F••••••••

SAINT LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fb794eb1-8b39-265f-9009-0e70ee5a2baf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 1, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 2• F••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 16, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
2• F••••••••	Independent wealth	Mar 31, 2022	n/a	yes	SAINT LOUIS, MO	Current employment
A•••• W••••• A•••••••• L••	Bd affiliated wealth	Aug 1, 2017	Nov 2, 2023	no	Kirkwood, MO\|St Louis, MO\|CHICAGO, IL\|St. Louis, MO

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• W••••• A•••••••• L••	2• F••••••••	Nov 2, 2023	Mar 31, 2022	-581	Firm change after gap	Other
L••••• F•••••••• G••••• L••	A•••• W••••• A•••••••• L••	Aug 17, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
145488:317916:MO:2023-10-27	Nov 2, 2023	Mar 31, 2022	ST LOUIS, MO	Firm change after gap

Relationships

Registered with (5)

→ 2• F••••••••Registered adviserregistration: current employment
Mar 31, 2022 to presentfactForm ADV
→ A•••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 1, 2017 to Nov 2, 2023factForm ADV
→ L••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Jul 19, 2007 to Aug 17, 2017factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

Occurred
Nov 2, 2023
A•••••• firm change
J•••••• S•••• L••••• left A•••• W••••• A•••••••• L•• for 2• F•••••••• (registered 2022-03-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fb794eb1-8b39-265f-9009-0e70ee5a2baf
First observed: Jul 1, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.