DFX Intelligence

M•••••• A••••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

M•••••• A••••• P••••

Advisor at S•••••• S••••••••• I•••

Suwanee, GA | NEWNAN, GA

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Search this name across graphsid dfx:ria:fb7b1820-3880-ed4f-f0a9-9751b03258b9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 8, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• S••••••••• I•••	Bd affiliated wealth	Mar 30, 2021	n/a	yes	Suwanee, GA\|NEWNAN, GA	Current employment
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Dec 8, 2016	Mar 16, 2021	no	DACULA, GA\|DACULA, GA\|ALPHARETTA, GA\|DACULA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	S•••••• S••••••••• I•••	Mar 16, 2021	Mar 30, 2021	14	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ S•••••• S••••••••• I•••Registered adviserregistration: current employment
Mar 30, 2021 to presentfactForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Dec 8, 2016 to Mar 16, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fb7b1820-3880-ed4f-f0a9-9751b03258b9
First observed: Dec 8, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.