DFX Intelligence

J••••• P•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

J••••• P•••• M••••

Advisor at O•••• W•••••• I•••

CARLSBAD, CA

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Search this name across graphsid dfx:ria:fb7fc544-6527-9f77-f1b7-d1f8b4420ed2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 6, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 14, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Jan 19, 2024	n/a	yes	CARLSBAD, CA	Current employment
G•••• M• F•••••••	State registered	Oct 3, 2017	n/a	yes	CARLSBAD, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• F•••••••• S•••••••• I•••	G•••• M• F•••••••	Jan 19, 2024	Oct 3, 2017	-2,299	Firm change after gap	Ibd to state RIA
S••••••••• A•••••• A•••••••• I•••	W••••••• F•••••••• S•••••••• I•••	Dec 1, 2016	Dec 1, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
421:289013:CA:2024-01-19	Jan 19, 2024	Oct 3, 2017	CARLSBAD, CA	Firm change after gap
110518:421:CA:2016-12-01	Dec 1, 2016	Dec 1, 2016	CARLSBAD, CA	Firm change

Relationships

Registered with (4)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ G•••• M• F•••••••Registered adviserregistration: current employment
Oct 3, 2017 to presentfactForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Dec 1, 2016 to Jan 19, 2024factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

Occurred
Jan 19, 2024
Advisor changed firm
J••••• P•••• M•••• left W••••••• F•••••••• S•••••••• I••• for G•••• M• F••••••• (registered 2017-10-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fb7fc544-6527-9f77-f1b7-d1f8b4420ed2
First observed: Feb 6, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.