DFX Intelligence

C••••••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

C••••••••• M••••••••• L•

CRD 309435

NEW YORK, NY

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Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 12
On other graphs: 2
Observed: May 22, 2020 to Mar 27, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C••••••••• M••••••••• L•

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Allocatorsidentity

C••••••••• M••••••••• L•

Manager with allocator commitments · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $4.1B••• Locked
Discretionary RAUM: $4.1B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••••••• M••••• F••• L•	Hedge Fund	$4.1B	Mar 27, 2026	3	Nov 3, 2020	reported	n/a
C••••••••• O•••••• F••• L•	Hedge Fund	$1.3B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• M••••••••• G• L••	GENERAL PARTNER	Na	yes	04/2020	May 22, 2020	Mar 28, 2024
S•••••• B•••• D••••	Trustee	F	yes	09/2020	Jul 23, 2021	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••••••• F••• G• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.1B	$2.7B	49.4%	$875M	67.4%	13	12	0	0

Relationships

Advises (4)

→ C••••••••• O••••••• F••• L••Private fundHedge Fund, IA
Nov 3, 2020 to presentfactForm ADV
→ C••••••••• M••••• F••• L•Private fundHedge Fund, IA
Nov 3, 2020 to presentfactForm ADV
→ C••••••••• O•••••• F••• L•Private fundHedge Fund, IA
Nov 3, 2020 to presentfactForm ADV
→ C••••••••• S•• I• L••Private fund

Dated events

Order

Occurred
27 Mar 2026
Ria private fund assets change
••• Locked
Form ADV
$4.1B
Occurred
27 Mar 2026
Private fund gav change3 events
Private fund gav change: 3 on 27 Mar 2026
$748M to $2.6B
- ••• Locked$2.6B
- ••• Locked$790M
- ••• Locked$748M
Occurred
27 Mar 2026
Regulatory AUM changed
••• Locked
Form ADV
$1.4B
Occurred
27 Mar 2026
Private fund no longer reported
••• Locked
Form ADV
$31.8M
Occurred
28 Mar 2025
Regulatory AUM changed
••• Locked
Form ADV
$1.2B

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 22, 2020
Last observed: Mar 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.