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Advisor at CETERA INVESTMENT ADVISERS LLC
St Augustine, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Feb 8, 2025 | n/a | yes | St Augustine, FL | Current employment |
| CONCOURSE FINANCIAL GROUP ADVISORS | Former SEC adviser | Mar 15, 2006 | Feb 21, 2025 | no | ST. AUGUSTINE, FL|St. Augustine, FL|BIRMINGHAM, AL | Previous registration |
| CONCOURSE FINANCIAL GROUP ADVISORS | Former SEC adviser | Aug 26, 2003 | Sep 13, 2005 | no | JACKSONVILLE, FL | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Feb 11, 2000 | Aug 4, 2003 | no | JACKSONVILLE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CONCOURSE FINANCIAL GROUP ADVISORS | CETERA INVESTMENT ADVISERS LLC | Feb 21, 2025 | Feb 8, 2025 | -13 | Bulk transfer | Ibd to ibd |
| EQUITABLE ADVISORS, LLC | CONCOURSE FINANCIAL GROUP ADVISORS | Aug 4, 2003 | Aug 26, 2003 | 22 | Firm change | Other |