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RIA / WealthAdvisor15 years in industry

RAUL RODRIGUEZ

Advisor at SIGNAL ADVISORS WEALTH, LLC

NORTHLAKE, TX | DETROIT, MI

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Search this name across graphsid dfx:ria:fb92b879-d575-d054-4d8d-a8ef6e02b003

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Aug 5, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SIGNAL ADVISORS WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Nov 22, 2019
First registration: Aug 5, 2022
Dual registered: no
Other names: Raul Rodriguez|Raul Rodriguez|ROD RODRIGUEZ
IAPD individual key: 7174170

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIGNAL ADVISORS WEALTH, LLC	Independent wealth	Feb 24, 2025	n/a	yes	DETROIT, MI\|NORTHLAKE, TX	Current employment
COMPOUND PLANNING, INC.	Independent wealth	Oct 20, 2023	Jan 7, 2025	no	Northlake, TX\|NEW YORK, NY	Previous registration
COMPOUND ADVISERS, INC.	Former SEC adviser	Mar 28, 2023	Nov 27, 2023	no	Northlake, TX\|SAN FRANCISCO, CA	Previous registration
CAPITAL ADVISORS, INC.	Former SEC adviser	Aug 5, 2022	Feb 16, 2023	no	FRISCO, TX\|TULSA, OK	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMPOUND PLANNING, INC.	SIGNAL ADVISORS WEALTH, LLC	Jan 7, 2025	Feb 24, 2025	48	Firm change	RIA to RIA
COMPOUND ADVISERS, INC.	COMPOUND PLANNING, INC.	Nov 27, 2023	Oct 20, 2023	-38	Firm change after gap	RIA to RIA
CAPITAL ADVISORS, INC.	COMPOUND ADVISERS, INC.	Feb 16, 2023	Mar 28, 2023	40	Firm change	RIA to RIA

Relationships

Registered with (4)

→ SIGNAL ADVISORS WEALTH, LLCRegistered adviserregistration: current employment
Feb 24, 2025 to presentfactForm ADV
→ COMPOUND PLANNING, INC.Registered adviserregistration: previous registration
Oct 20, 2023 to Jan 7, 2025factForm ADV
→ COMPOUND ADVISERS, INC.Registered adviserregistration: previous registration
Mar 28, 2023 to Nov 27, 2023factForm ADV
→ CAPITAL ADVISORS, INC.Registered adviserregistration: previous registration
Aug 5, 2022 to Feb 16, 2023factForm ADV

Dated events

Occurred
Jan 7, 2025
Advisor changed firm
Raul Rodriguez left Compound Planning, Inc. for Signal Advisors Wealth, Llc (registered 2025-02-24)
Form ADVobserved 3 days ago
Occurred
Nov 27, 2023
Advisor changed firm
Raul Rodriguez left Compound Advisers, Inc. for Compound Planning, Inc. (registered 2023-10-20)
Form ADVobserved 3 days ago
Occurred
Feb 16, 2023
Advisor changed firm
Raul Rodriguez left Capital Advisors, Inc. for Compound Advisers, Inc. (registered 2023-03-28)
Form ADVobserved 3 days ago