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RIA / WealthAdvisorCertified Financial Planner14 years in industry

MOLLIE BECKER TAYLOR

Advisor at BEACON POINTE ADVISORS, LLC

NEWPORT BEACH, CA | Metairie, LA

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Search this name across graphsid dfx:ria:fb94db89-ab79-4e36-5f98-d3f38d2f40a0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 13, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BEACON POINTE ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 11, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 11, 2011
First registration: Oct 13, 2011
Dual registered: no
Other names: MOLLIE FLORENCE BECKER
IAPD individual key: 5856232

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BEACON POINTE ADVISORS, LLC	Independent wealth	Nov 30, 2020	n/a	yes	Metairie, LA\|NEWPORT BEACH, CA	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Apr 30, 2018	Oct 5, 2020	no	Metairie, LA	Previous registration
CAPITAL ONE ADVISORS, LLC	Former SEC adviser	Dec 17, 2015	May 2, 2018	no	Harahan, LA\|MCLEAN, VA	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Aug 27, 2012	Dec 4, 2015	no	NEW ORLEANS, LA\|NEW ORLEANS, LA	Previous registration
STERNE AGEE ASSET MANAGEMENT, INC.	Former SEC adviser	Oct 13, 2011	Aug 28, 2012	no	BIRMINGHAM, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	BEACON POINTE ADVISORS, LLC	Oct 5, 2020	Nov 30, 2020	56	Firm change	Ibd to RIA
CAPITAL ONE ADVISORS, LLC	COMMONWEALTH FINANCIAL NETWORK	May 2, 2018	Apr 30, 2018	-2	Firm change	Ibd to ibd
STIFEL, NICOLAUS & COMPANY, INCORPORATED	CAPITAL ONE ADVISORS, LLC	Dec 4, 2015	Dec 17, 2015	13	Firm change	Other
STERNE AGEE ASSET MANAGEMENT, INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Aug 28, 2012	Aug 27, 2012	-1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8032:119290:LA:2020-10-05	Oct 5, 2020	Nov 30, 2020	METAIRIE, LA	Firm change

Relationships

Registered with (5)

→ BEACON POINTE ADVISORS, LLCRegistered adviserregistration: current employment
Nov 30, 2020 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Apr 30, 2018 to Oct 5, 2020factForm ADV
→ CAPITAL ONE ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 17, 2015 to May 2, 2018factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Aug 27, 2012 to Dec 4, 2015factForm ADV
→ STERNE AGEE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Oct 13, 2011 to Aug 28, 2012factForm ADV

Dated events

No dated event names this entity yet.