This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ROBERT W. BAIRD & CO. INCORPORATED

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66

First exam

Jan 13, 2019

First registration

Jan 14, 2019

Dual registered

yes, broker-dealer

Other names

Lori Elizabeth Tiepel|Lori Elizabeth Sterrett|Lori Elizabeth Walker|Lori Walker

IAPD individual key

6768606

• Occurred

  May 25, 2024
  Advisor changed firm

  Lori E Walker left J.P. Morgan Securities Llc for Robert W. Baird & Co. Incorporated (registered 2024-05-30)

  Form ADVobserved 5 days ago
• Occurred

  Nov 22, 2022
  Advisor changed firm

  Lori E Walker left Ubs Financial Services Inc. for J.P. Morgan Securities Llc (registered 2022-12-12)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:fb97d7bd-6c00-e763-d753-094c138d6168

First observed

Jan 14, 2019

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.