DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

FINTAN PARTNERS LLC

CRD 137897

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Search this name across graphsid dfx:ria:fb9c6816-ef58-7d03-e453-72ffb47be5a3

Data as of Feb 22, 2021 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 3
On other graphs: 1
Observed: Jan 30, 2012 to Feb 22, 2021
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

FINTAN PARTNERS LLC

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $10.7MItem 5.F on the latest filing (2021-02-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $10.7M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 3
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $11.0Mgross asset value as reported per fund; never fund size
Custody, client assets: $64.6M
SEC number: 801-65032
CRD: 137897
Filings on the tape: 23
First filed: Jan 30, 2012
Latest filed: Feb 22, 2021
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
FINTAN PARTNERS SPECIALTY CREDIT FUND I, L.P.	Hedge Fund	$44.0M	Jun 22, 2017	24	Mar 27, 2014	dropped	021-212545
BANNAI FUND LP	Hedge Fund	$13.0M	Jun 22, 2017	2	Mar 30, 2016	dropped	n/a
FINTAN MASTER FUND LTD	Hedge Fund	$7.7M	Feb 22, 2021	87	Jan 30, 2012	reported	021-76590
FINTAN PARTNERS INSTITUTIONAL FUND I, LTD.	Hedge Fund	$4.8M	Aug 24, 2018	4	Mar 27, 2014	dropped	021-212543
FINTAN PARTNERS SPECIALTY CREDIT FUND II, L.P.	Hedge Fund	$3.4M	Feb 22, 2021	18	Mar 30, 2015	reported	021-237142
FINTAN IRUSAN FUND, L.P.	Hedge Fund	$0	Feb 22, 2021	13	Mar 16, 2018	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CANTOR FITZGERALD ASSET MANAGEMENT HOLDINGS, LLC	Member	E	yes	02/2014	Mar 27, 2014	Feb 22, 2021
CANTOR FITZGERALD, L.P.	Member	E	yes	06/2012	Mar 16, 2018	Feb 22, 2021
CF GROUP MANAGEMENT, INC.	MANAGING GENERAL PARTNER	F	yes	01/2010	Mar 27, 2014	Feb 22, 2021
HOWARD W. LUTNICK PERSONAL ASSET TRUST	LIMITED PARTNER	C	yes	11/2011	Mar 16, 2018	Feb 22, 2021
HOWARD W. LUTNICK REVOCABLE TRUST	Shareholder	E	yes	11/2011	Mar 16, 2018	Feb 22, 2021
KARLE, WALTER, DESMOND	CHIEF COMPLIANCE OFFICER	Na	yes	08/2018	Aug 24, 2018	Feb 22, 2021
KLIKOFF, ALEXANDER, NICHOLAS	SENIOR MANAGING DIRECTOR	Na	yes	02/2014	Jan 30, 2012	Feb 22, 2021
LUTNICK, HOWARD, WILLIAM	SOLE TRUSTEE	F	yes	05/2009	Mar 27, 2014	Feb 22, 2021
LUTNICK, HOWARD, WILLIAM	SOLE TRUSTEE	F	yes	01/2010	Mar 27, 2014	Feb 22, 2021
MILLARD, MICHAEL, GERARD	GLOBAL HEAD OF ASSET MANAGEMENT	Na	yes	11/2017	Mar 16, 2018	Feb 22, 2021
PAULSON, KENNETH, MICHAEL	CHIEF FINANCIAL OFFICER	Na	yes	01/2020	Jan 23, 2020	Feb 22, 2021
MERKEL, STEPHEN, MARCUS	GENERAL COUNSEL AND SECRETARY	Na	no	02/2014	Mar 27, 2014	Feb 22, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 72

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CANTOR FITZGERALD INVESTMENT ADVISORS, L.P.	n/a	Mixed wealth	$3.2B	Y	yes	n/a
AMEREX BROKERS LLC	n/a	n/a	n/a	N	yes	n/a
AQUA SECURITIES L.P.	n/a	n/a	n/a	N	yes	n/a
AUREL BGC	n/a	n/a	n/a	N	yes	n/a
BESSO (ASIA PACIFIC) LIMITED	n/a	n/a	n/a	N	yes	n/a
BESSO LIMITED	n/a	n/a	n/a	N	yes	n/a
BESSO RE (MIDDLE EAST) LIMITED	n/a	n/a	n/a	N	yes	n/a
BESSO RE BRASIL CORRETORA DE RESSEGUROS LTDA	n/a	n/a	n/a	N	yes	n/a
BESSO SIGORTA VE REASURANS BROKERLIGI LTD	n/a	n/a	n/a	N	yes	n/a
BGC BROKERS L.P.	n/a	n/a	n/a	N	yes	n/a
BGC CAPITAL MARKETS (HONG KONG) LIMITED	n/a	n/a	n/a	N	yes	n/a
BGC CAPITAL MARKETS (JAPAN), LLC (TOKYO BRANCH)	n/a	n/a	n/a	N	yes	n/a
BGC CAPITAL MARKETS & FOREIGN EXCHANGE BROKER (KOREA) LIMITED	n/a	n/a	n/a	N	yes	n/a
BGC DERIVATIVES MARKETS, L.P.	n/a	n/a	n/a	N	yes	n/a
BGC FINANCIAL, L.P.	n/a	n/a	n/a	N	yes	n/a
BGC LIQUIDEZ DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS LTDA.	n/a	n/a	n/a	N	yes	n/a
BGC PARTNERS (AUSTRALIA) PTY LIMITED	n/a	n/a	n/a	N	yes	n/a
BGC PARTNERS (SINGAPORE) LIMITED	n/a	n/a	n/a	N	yes	n/a
BGC PARTNERS MENKUL DEGERLER A.S.	n/a	n/a	n/a	N	yes	n/a
BGC PARTNERS, INC.	n/a	n/a	n/a	N	yes	n/a
BGC SA FINANCIAL BROKERS (PROPRIETARY) LIMITED	n/a	n/a	n/a	N	yes	n/a
BGC SECURITIES (AUSTRALIA) PTY LTD	n/a	n/a	n/a	N	yes	n/a
BGC SECURITIES (HONG KONG) LLC	n/a	n/a	n/a	N	yes	n/a
BGC SECURITIES (SINGAPORE) LIMITED	n/a	n/a	n/a	N	yes	n/a
BGC SHOKEN KAISHA LIMITED	n/a	n/a	n/a	N	yes	n/a
CANTOR COMPARATIVE ADVANTAGE, L.P.	n/a	Former SEC adviser	n/a	N	yes	n/a
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	n/a	n/a	n/a	N	yes	n/a
CANTOR FITZGERALD & CO.	n/a	n/a	n/a	N	yes	n/a
CANTOR FITZGERALD CANADA CORPORATION	n/a	n/a	n/a	N	yes	n/a
CANTOR FITZGERALD EUROPE	n/a	n/a	n/a	N	yes	n/a
CANTOR FITZGERALD IRELAND LIMITED	n/a	n/a	n/a	N	yes	n/a
CANTOR FITZGERALD SECURITIES	n/a	n/a	n/a	N	yes	n/a
CANTOR FITZGERALD SECURITIES JAPAN CO., LTD.	n/a	n/a	n/a	N	yes	n/a
CASTLEOAK SECURITIES, LP	n/a	n/a	n/a	N	yes	n/a
CF SECURED, LLC	n/a	n/a	n/a	N	yes	n/a
CFWP SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a
CHINA CREDIT BGC MONEY BROKING COMPANY LIMITED	n/a	n/a	n/a	N	yes	n/a
CX CLEARINGHOUSE, L.P.	n/a	n/a	n/a	N	yes	n/a
CX FUTURES EXCHANGE, L.P.	n/a	n/a	n/a	N	yes	n/a
ELX FUTURES, L.P.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Feb 22, 2021	$10.7M	$10.7M	1	1	1	3	$11.0M
2019	Mar 20, 2020	$64.6M	$64.6M	1	1	1	3	$64.6M
2018	Mar 13, 2019	$94.1M	$94.1M	1	1	1	3	$94.1M
2017	Mar 16, 2018	$183M	$183M	4	2	1	4	$183M
2016	Mar 29, 2017	$382M	$382M	6	3	n/a	5	$394M
2015	Mar 30, 2016	$548M	$548M	13	4	n/a	5	$563M
2014	Mar 30, 2015	$662M	$662M	14	5	n/a	4	$663M
2013	Mar 27, 2014	$704M	$704M	14	6	n/a	3	$705M
2012	Jan 28, 2013	$945M	$945M	14	5	n/a	1	$945M
2011	Jan 30, 2012	$810M	$810M	n/a	n/a	n/a	1	$810M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$10.7M	$64.6M	-83.4%	$183M	-61.2%	1	1	1	1

Relationships

Affiliated with (7)

← CANTOR FITZGERALD INVESTMENT ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
← RESOLUTION RECOVERY PARTNERS MANAGER, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ CANTOR FITZGERALD INVESTMENT ADVISORSRegistered adviserother investment adviser, bank, control, common control
factForm ADV
→ CANTOR COMPARATIVE ADVANTAGERegistered adviserother investment adviser, common control
factForm ADV
→ RESOLUTION RECOVERY PARTNERS MANAGER, LLCRegistered adviserother investment adviser, common control
factForm ADV
← CANTOR COMPARATIVE ADVANTAGERegistered adviserother investment adviser, common control
factForm ADV
← CANTOR FITZGERALD WEALTH PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Advises (6)

→ FINTAN MASTER FUND LTDPrivate fundHedge Fund, IA
Jan 30, 2012 to presentfactForm ADV
→ FINTAN IRUSAN FUND, L.P.Private fundHedge Fund, IA
Mar 16, 2018 to presentfactForm ADV
→ FINTAN PARTNERS SPECIALTY CREDIT FUND II, L.P.Private fundHedge Fund, IA
Mar 30, 2015 to presentfactForm ADV
→ FINTAN PARTNERS INSTITUTIONAL FUND I, LTD.Private fundHedge Fund, IA, no longer reported
Mar 27, 2014 to Aug 24, 2018factForm ADV
→ BANNAI FUND LPPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2016 to Jun 22, 2017factForm ADV
→ FINTAN PARTNERS SPECIALTY CREDIT FUND I, L.P.Private fundHedge Fund, IA, no longer reported
Mar 27, 2014 to Jun 22, 2017factForm ADV

Controls (10)

← LUTNICK, HOWARD, WILLIAMOwnerSOLE TRUSTEE, ownership code F, individual
Mar 27, 2014 to presentfactForm ADV
← KLIKOFF, ALEXANDER, NICHOLASOwnerSENIOR MANAGING DIRECTOR, ownership code NA, individual
Jan 30, 2012 to presentfactForm ADV
← PAULSON, KENNETH, MICHAELOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jan 23, 2020 to presentfactForm ADV
← KARLE, WALTER, DESMONDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 24, 2018 to presentfactForm ADV
← MILLARD, MICHAEL, GERARDOwnerGLOBAL HEAD OF ASSET MANAGEMENT, ownership code NA, individual
Mar 16, 2018 to presentfactForm ADV
← CANTOR FITZGERALD ASSET MANAGEMENT HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 27, 2014 to presentfactForm ADV
← CANTOR FITZGERALD, L.P.OwnerMEMBER, ownership code E, domestic entity
Mar 16, 2018 to presentfactForm ADV
← CF GROUP MANAGEMENT, INC.OwnerMANAGING GENERAL PARTNER, ownership code F, domestic entity
Mar 27, 2014 to presentfactForm ADV
← HOWARD W. LUTNICK PERSONAL ASSET TRUSTOwnerLIMITED PARTNER, ownership code C, domestic entity
Mar 16, 2018 to presentfactForm ADV
← HOWARD W. LUTNICK REVOCABLE TRUSTOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 16, 2018 to presentfactForm ADV

Owns (1)

← MERKEL, STEPHEN, MARCUSOwnerGENERAL COUNSEL AND SECRETARY, ownership code NA, individual
Mar 27, 2014 to presentfactForm ADV

Dated events

Occurred
Jan 23, 2020
Control person left
Steven Bisgay (Chief Financial Officer) no longer on Schedule A of Fintan Partners Llc (listed 2019-11-13, absent 2020-01-23)
Form ADVobserved 3 days ago
Occurred
Jan 23, 2020
Control person joined
Michael Kenneth Paulson (Chief Financial Officer) appeared on Schedule A of Fintan Partners Llc
Form ADVobserved 3 days ago
Occurred
Mar 16, 2018
Regulatory AUM changed
Fintan Partners Llc reported RAUM $182.9M, down 52% from $382.0M (2017-06-22 to 2018-03-16)
Form ADVobserved 3 days ago
$-199M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fb9c6816-ef58-7d03-e453-72ffb47be5a3
First observed: Jan 30, 2012
Last observed: Feb 22, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FINTAN PARTNERS LLC

CRD 137897

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fb9c6816-ef58-7d03-e453-72ffb47be5a3

Data as of Feb 22, 2021 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:20 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

FINTAN PARTNERS SPECIALTY CREDIT FUND I, L.P.

Hedge Fund

$44.0M

Jun 22, 2017

Mar 27, 2014

dropped

021-212545

BANNAI FUND LP

Hedge Fund

$13.0M

Jun 22, 2017

Mar 30, 2016

dropped

n/a

FINTAN MASTER FUND LTD

Hedge Fund

$7.7M

Feb 22, 2021

Jan 30, 2012

reported

021-76590

FINTAN PARTNERS INSTITUTIONAL FUND I, LTD.

Hedge Fund

$4.8M

Aug 24, 2018

Mar 27, 2014

dropped

021-212543

FINTAN PARTNERS SPECIALTY CREDIT FUND II, L.P.

Hedge Fund

$3.4M

Feb 22, 2021

Mar 30, 2015

reported

021-237142

FINTAN IRUSAN FUND, L.P.

Hedge Fund

Feb 22, 2021

Mar 16, 2018

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CANTOR FITZGERALD ASSET MANAGEMENT HOLDINGS, LLC

Member

yes

02/2014

Mar 27, 2014

Feb 22, 2021

CANTOR FITZGERALD, L.P.

Member

yes

06/2012

Mar 16, 2018

Feb 22, 2021

CF GROUP MANAGEMENT, INC.

MANAGING GENERAL PARTNER

yes

01/2010

Mar 27, 2014

Feb 22, 2021

HOWARD W. LUTNICK PERSONAL ASSET TRUST

LIMITED PARTNER

yes

11/2011

Mar 16, 2018

Feb 22, 2021

HOWARD W. LUTNICK REVOCABLE TRUST

Shareholder

yes

11/2011

Mar 16, 2018

Feb 22, 2021

KARLE, WALTER, DESMOND

CHIEF COMPLIANCE OFFICER

yes

08/2018

Aug 24, 2018

Feb 22, 2021

KLIKOFF, ALEXANDER, NICHOLAS

SENIOR MANAGING DIRECTOR

yes

02/2014

Jan 30, 2012

Feb 22, 2021

LUTNICK, HOWARD, WILLIAM

SOLE TRUSTEE

yes

05/2009

Mar 27, 2014

Feb 22, 2021

LUTNICK, HOWARD, WILLIAM

SOLE TRUSTEE

yes

01/2010

Mar 27, 2014

Feb 22, 2021

MILLARD, MICHAEL, GERARD

GLOBAL HEAD OF ASSET MANAGEMENT

yes

11/2017

Mar 16, 2018

Feb 22, 2021

PAULSON, KENNETH, MICHAEL

CHIEF FINANCIAL OFFICER

yes

01/2020

Jan 23, 2020

Feb 22, 2021

MERKEL, STEPHEN, MARCUS

GENERAL COUNSEL AND SECRETARY

02/2014

Mar 27, 2014

Feb 22, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CANTOR FITZGERALD INVESTMENT ADVISORS, L.P.

n/a

Mixed wealth

$3.2B

yes

n/a

AMEREX BROKERS LLC

n/a

yes

n/a

AQUA SECURITIES L.P.

n/a

yes

n/a

AUREL BGC

n/a

yes

n/a

BESSO (ASIA PACIFIC) LIMITED

n/a

yes

n/a

BESSO LIMITED

n/a

yes

n/a

BESSO RE (MIDDLE EAST) LIMITED

n/a

yes

n/a

BESSO RE BRASIL CORRETORA DE RESSEGUROS LTDA

n/a

yes

n/a

BESSO SIGORTA VE REASURANS BROKERLIGI LTD

n/a

yes

n/a

BGC BROKERS L.P.

n/a

yes

n/a

BGC CAPITAL MARKETS (HONG KONG) LIMITED

n/a

yes

n/a

BGC CAPITAL MARKETS (JAPAN), LLC (TOKYO BRANCH)

n/a

yes

n/a

BGC CAPITAL MARKETS & FOREIGN EXCHANGE BROKER (KOREA) LIMITED

n/a

yes

n/a

BGC DERIVATIVES MARKETS, L.P.

n/a

yes

n/a

BGC FINANCIAL, L.P.

n/a

yes

n/a

BGC LIQUIDEZ DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS LTDA.

n/a

yes

n/a

BGC PARTNERS (AUSTRALIA) PTY LIMITED

n/a

yes

n/a

BGC PARTNERS (SINGAPORE) LIMITED

n/a

yes

n/a

BGC PARTNERS MENKUL DEGERLER A.S.

n/a

yes

n/a

BGC PARTNERS, INC.

n/a

yes

n/a

BGC SA FINANCIAL BROKERS (PROPRIETARY) LIMITED

n/a

yes

n/a

BGC SECURITIES (AUSTRALIA) PTY LTD

n/a

yes

n/a

BGC SECURITIES (HONG KONG) LLC

n/a

yes

n/a

BGC SECURITIES (SINGAPORE) LIMITED

n/a

yes

n/a

BGC SHOKEN KAISHA LIMITED

n/a

yes

n/a

CANTOR COMPARATIVE ADVANTAGE, L.P.

n/a

Former SEC adviser

n/a

yes

n/a

CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED

n/a

yes

n/a

CANTOR FITZGERALD & CO.

n/a

yes

n/a

CANTOR FITZGERALD CANADA CORPORATION

n/a

yes

n/a

CANTOR FITZGERALD EUROPE

n/a

yes

n/a

CANTOR FITZGERALD IRELAND LIMITED

n/a

yes

n/a

CANTOR FITZGERALD SECURITIES

n/a

yes

n/a

CANTOR FITZGERALD SECURITIES JAPAN CO., LTD.

n/a

yes

n/a

CASTLEOAK SECURITIES, LP

n/a

yes

n/a

CF SECURED, LLC

n/a

yes

n/a

CFWP SECURITIES, LLC

n/a

yes

n/a

CHINA CREDIT BGC MONEY BROKING COMPANY LIMITED

n/a

yes

n/a

CX CLEARINGHOUSE, L.P.

n/a

yes

n/a

CX FUTURES EXCHANGE, L.P.

n/a

yes

n/a

ELX FUTURES, L.P.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Feb 22, 2021

$10.7M

$11.0M

2019

Mar 20, 2020

$64.6M

2018

Mar 13, 2019

$94.1M

2017

Mar 16, 2018

$183M

2016

Mar 29, 2017

$382M

n/a

$394M

2015

Mar 30, 2016

$548M

n/a

$563M

2014

Mar 30, 2015

$662M

n/a

$663M

2013

Mar 27, 2014

$704M

n/a

$705M

2012

Jan 28, 2013

$945M

n/a

$945M

2011

Jan 30, 2012

$810M

n/a

$810M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$10.7M

$64.6M

-83.4%

$183M

-61.2%