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Advisor at COMMONWEALTH FINANCIAL NETWORK
WALTHAM, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jun 5, 2026 | n/a | yes | WALTHAM, MA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 5, 2025 | Jun 16, 2026 | no | PITTSBURGH, PA | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Nov 13, 2019 | Sep 5, 2025 | no | Pittsburgh, PA|DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | COMMONWEALTH FINANCIAL NETWORK | Jun 16, 2026 | Jun 5, 2026 | -11 | Firm change | Ibd to ibd |
| AVANTAX ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Sep 5, 2025 | Sep 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:8032:PA:2026-06-10 | Jun 16, 2026 | Jun 5, 2026 | PITTSBURGH, PA | Firm change |