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Advisor at GOLDEN RESERVE RETIREMENT, LLC
DUBLIN, OH | Carmel, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GOLDEN RESERVE RETIREMENT, LLC | Independent wealth | Apr 21, 2025 | n/a | yes | Carmel, IN|DUBLIN, OH | Current employment |
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | Apr 15, 2025 | no | INDIANAPOLIS, IN | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Jul 10, 2023 | Nov 14, 2024 | no | Indianapolis, IN | Previous registration |
| WELLINGTON WEALTH STRATEGIES, LLC | Former SEC adviser | Aug 18, 2021 | Nov 12, 2021 | no | INDIANAPOLIS, IN | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Mar 23, 2020 | Aug 26, 2021 | no | Carmel, IN | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Apr 8, 2019 | Mar 19, 2020 | no | Indianapolis, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | GOLDEN RESERVE RETIREMENT, LLC | Apr 15, 2025 | Apr 21, 2025 | 6 | Firm change | Ibd to RIA |
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| WELLINGTON WEALTH STRATEGIES, LLC | PRUCO SECURITIES, LLC | Nov 12, 2021 | Jul 10, 2023 | 605 | Firm change after gap | RIA to ibd |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | WELLINGTON WEALTH STRATEGIES, LLC | Aug 26, 2021 | Aug 18, 2021 | -8 | Firm change | Other |
| CHARLES SCHWAB & CO., INC. | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Mar 19, 2020 | Mar 23, 2020 | 4 | Firm change | Other |