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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CHARTER BRIDGE CAPITAL MANAGEMENT, L.P.

CRD 159414

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fba01b11-fb99-a4d8-2a4a-0e22dc67bbfd

Data as of May 1, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2012 to May 1, 2015
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $292MItem 5.F on the latest filing (2015-05-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $292M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees: 7
Accounts: 6
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $269Mgross asset value as reported per fund; never fund size
Custody, client assets: $169M
SEC number: 801-74022
CRD: 159414
Filings on the tape: 6
First filed: Feb 14, 2012
Latest filed: May 1, 2015
Organised: Limited Partnership, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CHARTER BRIDGE CAPITAL MASTER FUND, L.P.	Hedge Fund	$191M	May 1, 2015	15	Feb 14, 2012	reported	021-148716
CHARTER BRIDGE P FUND, LTD.	Hedge Fund	$77.8M	May 1, 2015	5	Mar 31, 2014	reported	021-210277

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHARTER BRIDGE CAPITAL MANAGEMENT, LLC	GENERAL PARTNER	Na	yes	05/2010	Feb 14, 2012	May 1, 2015
ROECK, GEORGE, E.	CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER	Na	yes	10/2010	Feb 14, 2012	May 1, 2015
WARREN, TODD, KENNETH	CHIEF COMPLIANCE OFFICER	Na	yes	06/2014	Jun 10, 2014	May 1, 2015
ZIED, BRIAN, LEE	MANAGING MEMBER	E	yes	05/2010	Feb 14, 2012	May 1, 2015
ZIED, BRIAN, LEE	CHIEF EXECUTIVE OFFICER, LIMITED PARTNER AND 99% OWNER	E	yes	05/2010	Feb 14, 2012	May 1, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CHARTER BRIDGE CAPITAL GROUP, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 31, 2015	$292M	$292M	13	7	n/a	2	$269M
2013	Mar 31, 2014	$502M	$502M	12	6	n/a	2	$538M
2012	Mar 28, 2013	$434M	$434M	11	6	n/a	1	$434M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$292M	$502M	-41.8%	n/a	n/a	13	12	n/a	n/a

Relationships

Advises (2)

→ CHARTER BRIDGE P FUND, LTD.Private fundHedge Fund, IA
Mar 31, 2014 to presentfactForm ADV
→ CHARTER BRIDGE CAPITAL MASTER FUND, L.P.Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV

Controls (4)

← ZIED, BRIAN, LEEOwnerMANAGING MEMBER, ownership code E, individual
Feb 14, 2012 to presentfactForm ADV
← ROECK, GEORGE, E.OwnerCHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER, ownership code NA, individual
Feb 14, 2012 to presentfactForm ADV
← WARREN, TODD, KENNETHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 10, 2014 to presentfactForm ADV
← CHARTER BRIDGE CAPITAL MANAGEMENT, LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Feb 14, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fba01b11-fb99-a4d8-2a4a-0e22dc67bbfd
First observed: Feb 14, 2012
Last observed: May 1, 2015 138 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHARTER BRIDGE CAPITAL MANAGEMENT, L.P.

CRD 159414

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fba01b11-fb99-a4d8-2a4a-0e22dc67bbfd

Data as of May 1, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:28 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CHARTER BRIDGE CAPITAL MASTER FUND, L.P.

Hedge Fund

$191M

May 1, 2015

Feb 14, 2012

reported

021-148716

CHARTER BRIDGE P FUND, LTD.

Hedge Fund

$77.8M

May 1, 2015

Mar 31, 2014

reported

021-210277

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHARTER BRIDGE CAPITAL MANAGEMENT, LLC

GENERAL PARTNER

yes

05/2010

Feb 14, 2012

May 1, 2015

ROECK, GEORGE, E.

CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER

yes

10/2010

Feb 14, 2012

May 1, 2015

WARREN, TODD, KENNETH

CHIEF COMPLIANCE OFFICER

yes

06/2014

Jun 10, 2014

May 1, 2015

ZIED, BRIAN, LEE

MANAGING MEMBER

yes

05/2010

Feb 14, 2012

May 1, 2015

ZIED, BRIAN, LEE

CHIEF EXECUTIVE OFFICER, LIMITED PARTNER AND 99% OWNER

yes

05/2010

Feb 14, 2012

May 1, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CHARTER BRIDGE CAPITAL GROUP, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 31, 2015

$292M

n/a

$269M

2013

Mar 31, 2014

$502M

n/a

$538M

2012

Mar 28, 2013

$434M

n/a

$434M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$292M

$502M

-41.8%

n/a