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H•• G•• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

H•• G•• T••••

Advisor at K•• F•••• W••••• L••

SAN RAMON, CA

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Search this name across graphsid dfx:ria:fba42d18-b6c6-43e4-6978-650cc3213c88

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 4, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•• F•••• W••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 2, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•• F•••• W••••• L••	State registered	Feb 22, 2021	n/a	yes	SAN RAMON, CA	Current employment
B••••••••• C•••••• M••••••••• L••	State registered	Jun 23, 2014	Feb 11, 2021	no	FAIR OAKS, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• C•••••• M••••••••• L••	K•• F•••• W••••• L••	Feb 11, 2021	Feb 22, 2021	11	Firm change	Other
S•••••••• A••••••• L••	B••••••••• C•••••• M••••••••• L••	Jun 26, 2014	Jun 23, 2014

Relationships

Registered with (4)

→ K•• F•••• W••••• L••Registered adviserregistration: current employment
Feb 22, 2021 to presentfactForm ADV
→ B••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 23, 2014 to Feb 11, 2021factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Jul 23, 2004 to Jun 26, 2014factForm ADV
→ W•••••• • R•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fba42d18-b6c6-43e4-6978-650cc3213c88
First observed: Jun 4, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.