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RIA / WealthAdvisor11 years in industry

JOSEPH JOHNSON BAUTISTA

Advisor at BAUTISTA PLANNING AND ANALYTICS, LLC

SANDY, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fba4f6ec-b037-1bfb-cdfe-fb4a99e04652

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BAUTISTA PLANNING AND ANALYTICS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 7, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Mar 7, 2015
First registration: Mar 23, 2015
Dual registered: no
Other names: JOE BAUTISTA|Joey Bautista
IAPD individual key: 6442802

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BAUTISTA PLANNING AND ANALYTICS, LLC	State registered	Jun 24, 2019	n/a	yes	SANDY, OR	Current employment
FIRST COMMAND ADVISORY SERVICES	Bd affiliated wealth	Dec 15, 2015	Feb 7, 2019	no	FORT WORTH, TX	Previous registration
FIRST COMMAND FINANCIAL PLANNING, INC.	Former SEC adviser	Mar 23, 2015	Dec 15, 2015	no	ALEXANDRIA, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST COMMAND ADVISORY SERVICES	BAUTISTA PLANNING AND ANALYTICS, LLC	Feb 7, 2019	Jun 24, 2019	137	Firm change	Ibd to state RIA
FIRST COMMAND FINANCIAL PLANNING, INC.	FIRST COMMAND ADVISORY SERVICES	Dec 15, 2015	Dec 15, 2015	0	Bulk transfer	Other

Relationships

Registered with (3)

→ BAUTISTA PLANNING AND ANALYTICS, LLCRegistered adviserregistration: current employment
Jun 24, 2019 to presentfactForm ADV
→ FIRST COMMAND ADVISORY SERVICESRegistered adviserregistration: previous registration
Dec 15, 2015 to Feb 7, 2019factForm ADV
→ FIRST COMMAND FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Mar 23, 2015 to Dec 15, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fba4f6ec-b037-1bfb-cdfe-fb4a99e04652
First observed: Mar 23, 2015
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOSEPH JOHNSON BAUTISTA

Advisor at BAUTISTA PLANNING AND ANALYTICS, LLC

SANDY, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fba4f6ec-b037-1bfb-cdfe-fb4a99e04652

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:14 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

BAUTISTA PLANNING AND ANALYTICS, LLC

State registered

Jun 24, 2019

n/a

yes

SANDY, OR

Current employment

FIRST COMMAND ADVISORY SERVICES

Bd affiliated wealth

Dec 15, 2015

Feb 7, 2019

FORT WORTH, TX

Previous registration

FIRST COMMAND FINANCIAL PLANNING, INC.

Former SEC adviser

Mar 23, 2015

Dec 15, 2015

ALEXANDRIA, VA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

FIRST COMMAND ADVISORY SERVICES

BAUTISTA PLANNING AND ANALYTICS, LLC

Feb 7, 2019

Jun 24, 2019

137

Firm change

Ibd to state RIA

FIRST COMMAND FINANCIAL PLANNING, INC.

FIRST COMMAND ADVISORY SERVICES

Dec 15, 2015

Bulk transfer

Other