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Advisor at OSAIC WEALTH, INC.
WICHITA, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 19, 2024 | n/a | yes | WICHITA, KS | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Nov 17, 2022 | Jan 19, 2024 | no | WICHITA, KS|WICHITA, KS|CHESTERFIELD, MO | Previous registration |
| ON INVESTMENT MANAGEMENT CO | Bd affiliated wealth | Feb 13, 2009 | Nov 18, 2022 | no | WICHITA, KS|CINCINNATI, OH | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Mar 6, 2007 | Feb 26, 2009 | no | WICHITA, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | OSAIC WEALTH, INC. | Jan 19, 2024 | Jan 19, 2024 | 0 | Bulk transfer | Ibd to ibd |
| ON INVESTMENT MANAGEMENT CO | WOODBURY FINANCIAL SERVICES, INC. | Nov 18, 2022 | Nov 17, 2022 | -1 | Firm change | Ibd to ibd |
| EQUITABLE ADVISORS, LLC | ON INVESTMENT MANAGEMENT CO | Feb 26, 2009 | Feb 13, 2009 | -13 | Firm change | Other |