DFX Intelligence

Data Factory

J•• C•••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Consultant43 years in industry

J•• C•••• M••••••••

Advisor at D••••• W•••••• L••

PALM BEACH GARDENS, FL | DEWES, DE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fba9e080-16fa-b545-3bf0-3f5511c9f893

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 30, 1996 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 11, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• W•••••• L••	Independent wealth	Nov 3, 2025	n/a	yes	DEWES, DE\|PALM BEACH GARDENS, FL	Current employment
L••••• I••••••••• G••••• L••	Former SEC adviser	Jul 8, 2020	Dec 12, 2025	no	LEWES, DE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• I••••••••• G••••• L••	D••••• W•••••• L••	Dec 12, 2025	Nov 3, 2025	-39	Firm change after gap	RIA to RIA
O•••• V••• A•••••••	L••••• I••••••••• G••••• L••	Jul 8, 2020	Jul 8, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
283696:297987:DE:2025-12-12	Dec 12, 2025	Nov 3, 2025	LEWES, DE	Firm change after gap

Relationships

Registered with (4)

→ D••••• W•••••• L••Registered adviserregistration: current employment
Nov 3, 2025 to presentfactForm ADV
→ L••••• I••••••••• G••••• L••Registered adviserregistration: previous registration
Jul 8, 2020 to Dec 12, 2025factForm ADV
→ O•••• V••• A•••••••Registered adviserregistration: previous registration
Jan 16, 2018 to Jul 8, 2020factForm ADV
→ 1• N•••• W••••• S•••••••• L••

Dated events

Occurred
Dec 12, 2025
Advisor changed firm
J•• C•••• M•••••••• left L••••• I••••••••• G••••• L•• for D••••• W•••••• L•• (registered 2025-11-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fba9e080-16fa-b545-3bf0-3f5511c9f893
First observed: Oct 30, 1996
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.