N••••• M•••

Advisor at APP

SAN MATEO, CA | ITASCA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fbb1c3d9-6400-b3d9-0d25-f84c7f58fa92

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 20, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: APP
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 1, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••	State registered	Jan 1, 2026	n/a	yes	SAN MATEO, CA\|ITASCA, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 3, 2021	Nov 15, 2022	no	Itasca, IL\|IRVINE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	A••	Nov 15, 2022	Jan 1, 2026	1,143	Firm change after gap	RIA to state RIA
C•••••••• I••••••••• R••••••• A•••••••• I•••	L•• F•••••••• L••	Jan 20, 2021	Feb 3, 2021

Relationships

Registered with (4)

→ A••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 3, 2021 to Nov 15, 2022factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 14, 2018 to Jan 20, 2021factForm ADV
→ 1•• G••••• A••••••• I••

Dated events

Occurred
Nov 15, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fbb1c3d9-6400-b3d9-0d25-f84c7f58fa92
First observed: Nov 20, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.