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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

SCOTT FREDERICK GILBERT

Advisor at OSAIC WEALTH, INC.

PALOS VERDES, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 10, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 23, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Feb 23, 2009
First registration: Mar 10, 2010
Dual registered: yes, broker-dealer
Other names: SCOTT GILBERT
IAPD individual key: 5632156

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	PALOS VERDES, CA	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 13, 2015	Jan 19, 2024	no	PALOS VERDES, CA\|Sherman Oaks, CA\|COSTA MESA, CA\|SANTA MONICA, CA	Previous registration
HATFIELD INSURANCE & FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 3, 2014	Nov 20, 2015	no	BURBANK, CA	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Dec 6, 2012	Feb 6, 2014	no	SHERMAN OAKS, CA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 10, 2010	Nov 5, 2012	no	Los Angeles, CA\|WESTLAKE VILLAGE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
HATFIELD INSURANCE & FINANCIAL SERVICES, INC.	WOODBURY FINANCIAL SERVICES, INC.	Nov 20, 2015	Nov 13, 2015	-7	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	HATFIELD INSURANCE & FINANCIAL SERVICES, INC.	Feb 6, 2014	Jul 3, 2014	147	Firm change	Other
MML INVESTORS SERVICES, LLC	NEW ENGLAND SECURITIES CORPORATION	Nov 5, 2012	Dec 6, 2012	31	Firm change	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 13, 2015 to Jan 19, 2024factForm ADV
→ HATFIELD INSURANCE & FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 3, 2014 to Nov 20, 2015factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Dec 6, 2012 to Feb 6, 2014factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 10, 2010 to Nov 5, 2012factForm ADV

Dated events

No dated event names this entity yet.