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Advisor at HK PRIVATE CLIENT, LLC
NAPERVILLE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HK PRIVATE CLIENT, LLC | State registered | Jul 19, 2022 | n/a | yes | NAPERVILLE, IL | Current employment |
| CALAMOS ADVISORS LLC | Asset manager | Mar 21, 2007 | Nov 20, 2007 | no | NAPERVILLE, IL | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Jun 5, 2001 | Oct 6, 2006 | no | CLEVELAND, OH|ORANGE VILLAGE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CALAMOS ADVISORS LLC | HK PRIVATE CLIENT, LLC | Nov 20, 2007 | Jul 19, 2022 | 5,355 | Firm change after gap | Other |
| OSAIC FA, INC. | CALAMOS ADVISORS LLC | Oct 6, 2006 | Mar 21, 2007 | 166 | Firm change | Other |