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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Cutter Brice Amos

Advisor at PRINCIPAL SECURITIES, INC.

BAKERSFIELD, CA

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Search this name across graphsid dfx:ria:fbc32db8-bdcd-2c41-8c3f-4bab7d35915c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 29, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRINCIPAL SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 14, 2016
First registration: Jul 29, 2016
Dual registered: yes, broker-dealer
Other names: Cutter Amos|Cutter Brice Amos
IAPD individual key: 6628213

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jul 17, 2024	n/a	yes	BAKERSFIELD, CA	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Feb 11, 2022	Jul 19, 2024	no	SHERMAN OAKS, CA\|BAKERSFIELD, CA	Previous registration
THE AMERIFLEX GROUP	Bd affiliated wealth	Sep 2, 2021	Jan 11, 2022	no	Bakersfield, CA\|Bakersfield, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Sep 13, 2018	Sep 1, 2021	no	BAKERSFIELD, CA\|BAKERSFIELD, CA\|BAKERSFIELD, CA	Previous registration
EDWARD JONES	National bd RIA	Jul 29, 2016	Sep 11, 2018	no	BAKERSFIELD, CA\|BAKERSFIELD, CA\|ST LOUIS, MO\|BAKERSFIELD, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	PRINCIPAL SECURITIES, INC.	Jul 19, 2024	Jul 17, 2024	-2	Firm change	Ibd to ibd
THE AMERIFLEX GROUP	PRUCO SECURITIES, LLC	Jan 11, 2022	Feb 11, 2022	31	Firm change	RIA to ibd
J.P. MORGAN SECURITIES LLC	THE AMERIFLEX GROUP	Sep 1, 2021	Sep 2, 2021	1	Firm change	Wirehouse to RIA
EDWARD JONES	J.P. MORGAN SECURITIES LLC	Sep 11, 2018	Sep 13, 2018	2	Firm change	Ibd to wirehouse

Relationships

Registered with (5)

→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: current employment
Jul 17, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Feb 11, 2022 to Jul 19, 2024factForm ADV
→ THE AMERIFLEX GROUPRegistered adviserregistration: previous registration
Sep 2, 2021 to Jan 11, 2022factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Sep 13, 2018 to Sep 1, 2021factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jul 29, 2016 to Sep 11, 2018factForm ADV

Dated events

Occurred
Jul 19, 2024
Advisor changed firm
Cutter Brice Amos left Pruco Securities, Llc for Principal Securities, Inc. (registered 2024-07-17)
Form ADVobserved 5 days ago
Occurred
Jan 11, 2022
Advisor changed firm
Cutter Brice Amos left The Ameriflex Group for Pruco Securities, Llc (registered 2022-02-11)
Form ADVobserved 5 days ago