DFX Intelligence

K•••• A•• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

K•••• A•• N•••••

Advisor at C••••• I••••••••• A••••••• L••

Argyle, WI | MADISON, WI

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Search this name across graphsid dfx:ria:fbc816d6-a679-1a7a-ad95-41df061e3cec

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 8, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Aug 10, 2023	n/a	yes	MADISON, WI\|Argyle, WI	Current employment
C•• S••••••••• L••	Former SEC adviser	Jan 9, 2018	Oct 25, 2021	no	MADISON, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• F•••••••• S•••••••• I•••	C•• S••••••••• L••	Aug 10, 2023	Jan 9, 2018	-2,039	Firm change after gap	Other
C•• S••••••••• L••	C••••• I••••••••• A••••••• L••	Oct 25, 2021	Aug 10, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
15296:22589:MN:2023-08-10	Aug 10, 2023	Jan 9, 2018	ST PAUL, MN	Firm change after gap
22589:105644:WI:2021-10-19	Oct 25, 2021	Aug 10, 2023	MADISON, WI	Firm change after gap

Relationships

Registered with (3)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Aug 10, 2023 to presentfactForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 8, 2018 to Aug 10, 2023factForm ADV
→ C•• S••••••••• L••Registered adviserregistration: previous registration
Jan 9, 2018 to Oct 25, 2021factForm ADV

Dated events

Occurred
Aug 10, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fbc816d6-a679-1a7a-ad95-41df061e3cec
First observed: Jan 8, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.