DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

JOHN F. SCOTT SANTAGUIDA

Advisor at MCMORGAN & COMPANY LLC

CORAL GABLES , FL | SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fbc878a0-ea7f-0c4e-8996-059f1b0ad31f

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Jan 26, 2007 to Sep 17, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

John F. Scott Santaguida

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MCMORGAN & COMPANY LLC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 25, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 25, 2007
First registration: Jan 26, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 5004531

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MCMORGAN & COMPANY LLC	Other adviser	Oct 12, 2012	n/a	yes	CORAL GABLES , FL\|SAN FRANCISCO, CA	Current employment
NEW YORK LIFE INVESTMENT MANAGEMENT LLC	Asset manager	Jan 26, 2007	Oct 3, 2012	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEW YORK LIFE INVESTMENT MANAGEMENT LLC	MCMORGAN & COMPANY LLC	Oct 3, 2012	Oct 12, 2012	9	Firm change	Other

Relationships

Registered with (2)

→ MCMORGAN & COMPANY LLCRegistered adviserregistration: current employment
Oct 12, 2012 to presentfactForm ADV
→ NEW YORK LIFE INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 26, 2007 to Oct 3, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fbc878a0-ea7f-0c4e-8996-059f1b0ad31f
First observed: Jan 26, 2007
Last observed: Sep 17, 2026 3 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOHN F. SCOTT SANTAGUIDA

Advisor at MCMORGAN & COMPANY LLC

CORAL GABLES , FL | SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fbc878a0-ea7f-0c4e-8996-059f1b0ad31f

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:55 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

MCMORGAN & COMPANY LLC

Other adviser

Oct 12, 2012

n/a

yes

CORAL GABLES , FL|SAN FRANCISCO, CA

Current employment

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

Asset manager

Jan 26, 2007

Oct 3, 2012

NEW YORK, NY

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

MCMORGAN & COMPANY LLC

Oct 3, 2012

Oct 12, 2012

Firm change

Other