DFX Intelligence

N••••• M•••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

N••••• M•••••• D••••••

Advisor at D•••••••• C•••••• I••

LOS ALTOS, CA

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Search this name across graphsid dfx:ria:fbe76730-7654-f35b-9f7c-095762ea5fbf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Oct 17, 2011 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

N••••• M•••••• D••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••••• C•••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 14, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••••• C•••••• I••	Independent wealth	Nov 18, 2024	n/a	yes	LOS ALTOS, CA	Current employment
D••••• F•••••••• G••••	Former SEC adviser	Nov 15, 2012	Aug 20, 2015	no	SAN MATEO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••• F•••••••• G••••	D•••••••• C•••••• I••	Aug 20, 2015	Nov 18, 2024	3,378	Firm change after gap	Other
L•• F•••••••• L••	D••••• F•••••••• G••••	Oct 15, 2012	Nov 15, 2012

Relationships

Registered with (3)

→ D•••••••• C•••••• I••Registered adviserregistration: current employment
Nov 18, 2024 to presentfactForm ADV
→ D••••• F•••••••• G••••Registered adviserregistration: previous registration
Nov 15, 2012 to Aug 20, 2015factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 17, 2011 to Oct 15, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fbe76730-7654-f35b-9f7c-095762ea5fbf
First observed: Oct 17, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.