DFX Intelligence

K••• J•••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst30 years in industry

K••• J•••• T••••

Advisor at J•••••• W••••• I•••

APPLETON, WI

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Search this name across graphsid dfx:ria:fbf6e141-f466-8310-2ffc-5062f9ff0ba0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•••••• W••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Sep 13, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J•••••• W••••• I•••	Mixed wealth	Feb 16, 2017	n/a	yes	APPLETON, WI	Current employment
B•• A•••• M••••••••• C••••	Other adviser	Jun 8, 2012	Jan 13, 2016	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• A•••• M••••••••• C••••	J•••••• W••••• I•••	Jan 13, 2016	Feb 16, 2017	400	Firm change	Other
M•• I••••••••• M••••••••• C••••	B•• A•••• M••••••••• C••••	Jun 8, 2012	Jun 8, 2012

Relationships

Registered with (3)

→ J•••••• W••••• I•••Registered adviserregistration: current employment
Feb 16, 2017 to presentfactForm ADV
→ B•• A•••• M••••••••• C••••Registered adviserregistration: previous registration
Jun 8, 2012 to Jan 13, 2016factForm ADV
→ M•• I••••••••• M••••••••• C••••Registered adviserregistration: previous registration
Mar 27, 2007 to Jun 8, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fbf6e141-f466-8310-2ffc-5062f9ff0ba0
First observed: Mar 27, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.