This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

INDEPENDENT FINANCIAL GROUP, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 1983earliest registration or exam on IAPD

Years in industry

43derivedfrom the industry start date

Years at current firm

20derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

2

Designations

Certified Financial Planner|Chartered Financial Analyst

Exams

S66|S63

First exam

Apr 29, 1985

First registration

Dec 16, 1997

Dual registered

yes, broker-dealer

IAPD individual key

734407

• Occurred

  May 12, 2022
  Advisor departed, no destination yet

  Arthur Eugene Molloy no longer registered at Capital Growth Investment Management Services; no later IA registration on IAPD

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:fc0b5cc3-ba38-dd5b-a35c-4e2d3d2f82d4

First observed

Dec 16, 1997

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.