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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

BRADFORD MARLON PINE

Advisor at LPL FINANCIAL LLC

SYRACUSE, NY | PORT WASHINGTON, NY

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Search this name across graphsid dfx:ria:fc0d1d26-599d-1704-db12-a05ff2aed42c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 12, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 10, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Apr 10, 1992
First registration: Jul 12, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 2220954

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 10, 2025	n/a	yes	PORT WASHINGTON, NY\|SYRACUSE, NY	Current employment
CADARET GRANT & CO INC	Former SEC adviser	Nov 17, 2022	Jul 10, 2025	no	Garden City, NY\|Syracuse, NY	Previous registration
CANTELLA & CO., INC.	Former SEC adviser	Dec 4, 2007	Nov 21, 2022	no	NEW YORK, NY\|Malden, MA\|GARDEN CITY, NY\|GARDEN CITY, NY\|NEW YORK, NY\|MALDEN, MA\|GARDEN CITY, NY\|Malden, MA	Previous registration
JOSEPH GUNNAR & CO., LLC	Former SEC adviser	Jul 12, 2004	Nov 9, 2007	no	UNIONDALE, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CADARET GRANT & CO INC	LPL FINANCIAL LLC	Jul 10, 2025	Jul 10, 2025	0	Bulk transfer	Ibd to ibd
CANTELLA & CO., INC.	CADARET GRANT & CO INC	Nov 21, 2022	Nov 17, 2022	-4	Firm change	Ibd to ibd
JOSEPH GUNNAR & CO., LLC	CANTELLA & CO., INC.	Nov 9, 2007	Dec 4, 2007	25	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 10, 2025 to presentfactForm ADV
→ CADARET GRANT & CO INCRegistered adviserregistration: previous registration
Nov 17, 2022 to Jul 10, 2025factForm ADV
→ CANTELLA & CO., INC.Registered adviserregistration: previous registration
Dec 4, 2007 to Nov 21, 2022factForm ADV
→ JOSEPH GUNNAR & CO., LLCRegistered adviserregistration: previous registration
Jul 12, 2004 to Nov 9, 2007factForm ADV

Dated events

Occurred
Nov 21, 2022
Advisor changed firm
Bradford Marlon Pine left Cantella & Co., Inc. for Cadaret Grant & Co Inc (registered 2022-11-17)
Form ADVobserved 6 days ago