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Advisor at WELLS FARGO ADVISORS
GAITHERSBURG, MD | COLUMBIA, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Dec 3, 2015 | n/a | yes | GAITHERSBURG, MD|COLUMBIA, MD | Current employment |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Mar 8, 2013 | Oct 7, 2015 | no | VIENNA, VA | Previous registration |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Aug 7, 2008 | Jan 22, 2013 | no | Tysons, VA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 29, 2007 | May 22, 2008 | no | WASHINGTON, DC | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | Oct 16, 2002 | May 29, 2007 | no | WASHINGTON, DC|WASHINGTON, DC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUNTRUST INVESTMENT SERVICES, INC. | WELLS FARGO ADVISORS | Oct 7, 2015 | Dec 3, 2015 | 57 | Firm change | Other |
| HSBC SECURITIES (USA) INC. | SUNTRUST INVESTMENT SERVICES, INC. | Jan 22, 2013 | Mar 8, 2013 | 45 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | HSBC SECURITIES (USA) INC. | May 22, 2008 | Aug 7, 2008 | 77 | Firm change | Other |
| CITICORP INVESTMENT SERVICES | CITIGROUP GLOBAL MARKETS INC. | May 29, 2007 | May 29, 2007 | 0 | Bulk transfer | Other |