DFX Intelligence

B••• E••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)45 years in industry

B••• E••••• C•••••

Advisor at C••••• A••••••• S•••••••• I••

DALLAS, TX

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Search this name across graphsid dfx:ria:fc12b35c-c213-0f6c-8f8e-e4b6131c88d6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 24, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• A••••••• S•••••••• I••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 1, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 33derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jan 2, 2009	n/a	yes	DALLAS, TX	Current employment
C••••• A••••••• S•••••••• I••	State registered	Jul 1, 1993	n/a	yes	DALLAS, TX	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• A•••• M••••••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Dec 31, 2003	Jan 2, 2009	1,829	Firm change after gap	Other

Relationships

Registered with (3)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Jan 2, 2009 to presentfactForm ADV
→ C••••• A••••••• S•••••••• I••Registered adviserregistration: current employment
Jul 1, 1993 to presentfactForm ADV
→ B•• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 24, 1997 to Dec 31, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fc12b35c-c213-0f6c-8f8e-e4b6131c88d6
First observed: Jul 24, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.