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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Birmingham, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 12, 2019 | n/a | yes | Birmingham, AL | Current employment |
| STONEX ADVISORS INC. | Bd affiliated wealth | Jul 5, 2016 | Aug 30, 2019 | no | BIRMINGHAM, AL|BIRMINGHAM, AL | Previous registration |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Mar 29, 2016 | Jun 30, 2016 | no | BIRMINGHAM, AL | Previous registration |
| STERNE AGEE ASSET MANAGEMENT, INC. | Former SEC adviser | Oct 13, 2010 | Dec 31, 2017 | no | BIRMINGHAM, AL | Previous registration |
| STERNE AGEE ASSET MANAGEMENT, INC. | Former SEC adviser | Jul 2, 2008 | Jul 2, 2010 | no | BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STONEX ADVISORS INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Aug 30, 2019 | Sep 12, 2019 | 13 | Firm change | Ibd to ibd |
| STERNE AGEE ASSET MANAGEMENT, INC. | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Dec 31, 2017 | Mar 29, 2016 | -642 | Firm change after gap | Other |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | STONEX ADVISORS INC. | Jun 30, 2016 | Jul 5, 2016 | 5 | Firm change | Other |