DFX Intelligence

V••••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

V••••••• M•••••••••

Advisor at P•••••••• S••••••••• I•••

Austin, TX | DES MOINES, IA

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Search this name across graphsid dfx:ria:fc1b1353-ab95-68e4-ad86-45958f04af9f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 3, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 16, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• S••••••••• I•••	Bd affiliated wealth	Aug 24, 2017	n/a	yes	DES MOINES, IA\|Austin, TX	Current employment
I•••••• F•••••••• G••••	Former SEC adviser	Aug 27, 2015	Mar 27, 2017	no	AUSTIN, TX\|AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••• F•••••••• G••••	P•••••••• S••••••••• I•••	Mar 27, 2017	Aug 24, 2017	150	Firm change	Other
W•••• F•••• A•••••••	I•••••• F•••••••• G••••	Dec 9, 2013	Aug 27, 2015

Relationships

Registered with (3)

→ P•••••••• S••••••••• I•••Registered adviserregistration: current employment
Aug 24, 2017 to presentfactForm ADV
→ I•••••• F•••••••• G••••Registered adviserregistration: previous registration
Aug 27, 2015 to Mar 27, 2017factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 3, 2004 to Dec 9, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fc1b1353-ab95-68e4-ad86-45958f04af9f
First observed: Aug 3, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.