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C••• H••••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor41 years in industry

C••• H••••• D••••••••

Advisor at R• C•••••• M••••••••• L••

Laguna Woods, CA | South Fork, CO

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Search this name across graphsid dfx:ria:fc1b31a7-7308-b616-24b0-7ca50a200ca1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 5, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 9, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R• C•••••• M••••••••• L••	Independent wealth	Apr 3, 2025	n/a	yes	Laguna Woods, CA\|South Fork, CO	Current employment
C•• I••••••••• M••••••••• L••	n/a	Sep 3, 2014	Apr 8, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•• I••••••••• M••••••••• L••	R• C•••••• M••••••••• L••	Apr 8, 2025	Apr 3, 2025	-5	Firm change	Other
R• C•••••• M••••••••• L••	C•• I••••••••• M••••••••• L••	Dec 12, 2014

Relationships

Registered with (2)

→ R• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 5, 2006 to Dec 12, 2014factForm ADV
→ C•• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 3, 2014 to Apr 8, 2025factForm ADV

Dated events

Occurred
Apr 8, 2025
Advisor changed firm
C••• H••••• D•••••••• left C•• I••••••••• M••••••••• L•• for R• C•••••• M••••••••• L•• (registered 2025-04-03)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fc1b31a7-7308-b616-24b0-7ca50a200ca1
First observed: Jun 5, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.