DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Melbourne, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Oct 31, 2019 | n/a | yes | Melbourne, FL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 4, 1996 | Nov 8, 2019 | no | MELBOURNE, FL|MELBOURNE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Nov 8, 2019 | Oct 31, 2019 | -8 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:705:FL:2019-11-08 | Nov 8, 2019 | Oct 31, 2019 | MELBOURNE, FL | Firm change |