DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••• G•••• P•••••• C••••• S•••••••• I•••
LOS ANGELES, CA | Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• G•••• P•••••• C••••• S•••••••• I••• | Independent wealth | Jul 1, 2021 | n/a | yes | LOS ANGELES, CA|Los Angeles, CA | Current employment |
| C•••••• B••• A•• T•••• C•••••• | Asset manager | Oct 17, 2019 | Jul 1, 2021 | no | Los Angeles, CA|Los Angeles, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• B••• A•• T•••• C•••••• | C•••••• G•••• P•••••• C••••• S•••••••• I••• | Jul 1, 2021 | Jul 1, 2021 | 0 | Bulk transfer | RIA to new firm |
| A••••••••• L••• | C•••••• B••• A•• T•••• C•••••• | Oct 2, 2019 | Oct 17, 2019 |
| A••••••••• L••• | Other adviser | Apr 25, 2017 | Oct 2, 2019 | no | LOS ANGELES, CA | Previous registration |
| K•• P••••••••• A••••••• G••••• L•• | Former SEC adviser | Dec 12, 2013 | May 23, 2017 | no | LOS ANGELES, CA | Previous registration |
| 15 |
| Firm change |
| Other |
| K•• P••••••••• A••••••• G••••• L•• | A••••••••• L••• | May 23, 2017 | Apr 25, 2017 | -28 | Firm change | Other |