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Advisor at NATIONS FINANCIAL GROUP, INC.
AMES, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NATIONS FINANCIAL GROUP, INC. | Independent wealth | May 31, 2007 | n/a | yes | AMES, IA | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jan 6, 2003 | Jun 5, 2007 | no | AMES, IA|AMES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | NATIONS FINANCIAL GROUP, INC. | Jun 5, 2007 | May 31, 2007 | -5 | Firm change | Other |