DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
CRD 40659
NORTH ANDOVER, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| S•••••• G•••••• R•• | n/a | NORTH ANDOVER, MA | Austin, TX | 9 | 17 | n/a | yes |
| D•••• G•••• O•••••• | n/a | NORTH ANDOVER, MA | 9 | 42 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | n/a | 0 | 0 | 0 | 1 | 0 |
| yes |
| M•••••• T•••••• B••••••• | n/a | NORTH ANDOVER, MA | 9 | 27 | n/a | no |
| M•••••• J•••• K•••• | n/a | NORTH ANDOVER, MA | Bourne, MA | 9 | 29 | n/a | yes |
| J•••• D••••• S•••• | Chartered Financial Analyst | Western Springs, IL | NORTH ANDOVER, MA | 9 | 22 | n/a | yes |
| R••••• E••••• P•••••• | Chartered Financial Analyst | NORTH ANDOVER, MA | 6 | 10 | 1 | yes |
| W•••••• D•••• H•••••• | n/a | NORTH ANDOVER, MA | San Antonio, TX | 6 | 24 | 2 | yes |
| D•••• J•••• F•••••••• | n/a | NORTH ANDOVER, MA | 3 | 10 | n/a | yes |
| J•••• A••••• T••••• | n/a | San Antonio, TX | 0 | 20 | 1 | no |