DFX Intelligence

J•••••• M•••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

J•••••• M•••••• M•••••••

Advisor at H•••••• S••••••••• I•••

Sherman Oaks, CA

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Search this name across graphsid dfx:ria:fc300cd2-7de5-f1a9-29f4-3ac12f925c9a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 23, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• S••••••••• I•••	Bd affiliated wealth	Nov 10, 2008	n/a	yes	Sherman Oaks, CA	Current employment
M••• S•••• • C••• L•••	n/a	Jan 28, 2004	Dec 23, 2008	no	BEVERLY HILLS, CA\|BEVERLY HILLS, CA\|BEVERLY HILLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••• S•••• • C••• L•••	H•••••• S••••••••• I•••	Dec 23, 2008	Nov 10, 2008	-43	Bulk transfer	Other

Relationships

Registered with (2)

→ H•••••• S••••••••• I•••Registered adviserregistration: current employment
Nov 10, 2008 to presentfactForm ADV
→ M••• S•••• • C••• L•••Registered adviserregistration: previous registration
Jan 28, 2004 to Dec 23, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fc300cd2-7de5-f1a9-29f4-3ac12f925c9a
First observed: Jan 28, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.