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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

ALEXIS E. SAFIE

Advisor at STRATEGIC ADVISERS LLC

PLANO, TX | MCKINNEY, TX

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Search this name across graphsid dfx:ria:fc31c7d8-d462-e46a-3b5b-614f735ffbbd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 5, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jan 6, 2012
First registration: Dec 5, 2013
Dual registered: yes, broker-dealer
Other names: ALEXIS EVANGELINE WRIGHT|Alexis Evangeline Safie|Alexis Safie|Alexis E. Safie
IAPD individual key: 5989735

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	PLANO, TX\|MCKINNEY, TX	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jun 17, 2022	Mar 31, 2025	no	WESTLAKE, TX	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 18, 2018	May 31, 2022	no	COLUMBUS, OH\|Plano, TX\|Plano, TX\|Plano, TX\|Plano, TX\|Plano, TX\|Plano, TX\|Plano, TX	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Dec 5, 2013	May 25, 2018	no	DALLAS, TX\|WESTLAKE, TX\|WESTLAKE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
J.P. MORGAN SECURITIES LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	May 31, 2022	Jun 17, 2022	17	Firm change	Wirehouse to ibd
STRATEGIC ADVISERS LLC	J.P. MORGAN SECURITIES LLC	May 25, 2018	Oct 18, 2018	146	Firm change	Ibd to wirehouse

Relationships

Registered with (3)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Dec 5, 2013 to May 25, 2018factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jun 17, 2022 to Mar 31, 2025factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 18, 2018 to May 31, 2022factForm ADV

Dated events

Occurred
May 31, 2022
Advisor changed firm
Alexis E. Safie left J.P. Morgan Securities Llc for Fidelity Personal And Workplace Advisors (registered 2022-06-17)
Form ADVobserved 4 days ago