DFX Intelligence

D••••• T••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

D••••• T••••• D•••••

Advisor at I••••••••• W••••• C••••••• L••

ESCONDIDO, CA

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Search this name across graphsid dfx:ria:fc380fd5-1b61-5c1f-145f-00f3927ee392

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 15, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 25, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• C••••••• L••	I•••••••••_WEALTH	Nov 4, 2024	n/a	yes	ESCONDIDO, CA	Current employment
O•••••••••	Institutional manager	Dec 4, 2018	Jan 21, 2025	no	San Diego, CA\|OVERLAND PARK, KS\|Escondido, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••••••••	I••••••••• W••••• C••••••• L••	Jan 21, 2025	Nov 4, 2024	-78	Firm change after gap	Other
I••••••••• F•••••••• P•••••••	O•••••••••	Dec 31, 2018	Dec 4, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
106766:284656:CA:2025-01-16	Jan 21, 2025	Nov 4, 2024	ESCONDIDO, CA	Firm change after gap
125112:106766:CA:2018-12-24	Dec 31, 2018	Dec 4, 2018	SAN DIEGO, CA	Firm change

Relationships

Registered with (4)

→ I••••••••• W••••• C••••••• L••Registered adviserregistration: current employment
Nov 4, 2024 to presentfactForm ADV
→ O•••••••••Registered adviserregistration: previous registration
Dec 4, 2018 to Jan 21, 2025factForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Sep 2, 2011 to Dec 31, 2018factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Jan 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fc380fd5-1b61-5c1f-145f-00f3927ee392
First observed: Aug 15, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.