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Advisor at TAYLOR HOFFMAN CAPITAL MANAGEMENT
RICHMOND, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TAYLOR HOFFMAN CAPITAL MANAGEMENT | Independent wealth | Jun 10, 2021 | n/a | yes | RICHMOND, VA | Current employment |
| TAYLOR HOFFMAN WEALTH MANAGEMENT, LLC | Former SEC adviser | Oct 23, 2017 | Oct 29, 2024 | no | RICHMOND, VA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Oct 24, 2017 | no | RICHMOND, VA|Richmond, VA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 26, 2008 | Jun 1, 2009 | no | RICHMOND, VA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 9, 1998 | Oct 3, 2008 | no | RICHMOND, VA|RICHMOND, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TAYLOR HOFFMAN WEALTH MANAGEMENT, LLC | TAYLOR HOFFMAN CAPITAL MANAGEMENT | Oct 29, 2024 | Jun 10, 2021 | -1,237 | Channel change | RIA to RIA |
| MORGAN STANLEY | TAYLOR HOFFMAN WEALTH MANAGEMENT, LLC | Oct 24, 2017 | Oct 23, 2017 | -1 | Firm change | Wirehouse to new firm |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | CITIGROUP GLOBAL MARKETS INC. | Oct 3, 2008 | Sep 26, 2008 | -7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 289729:309329:VA:2024-10-29 | Oct 29, 2024 | Jun 10, 2021 | RICHMOND, VA | Firm change after gap |
| 149777:289729:VA:2017-10-24 | Oct 24, 2017 | Oct 23, 2017 | RICHMOND, VA | Firm change |