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Advisor at NWF ADVISORY SERVICES INC
Irvine, CA | LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NWF ADVISORY SERVICES INC | Independent wealth | Jan 14, 2019 | n/a | yes | Irvine, CA|LOS ANGELES, CA | Current employment |
| EDWARD JONES | National bd RIA | Jun 7, 2013 | Jan 16, 2019 | no | Laguna Hills, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Sep 2, 2011 | Apr 4, 2013 | no | SANTA ANA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | NWF ADVISORY SERVICES INC | Jan 16, 2019 | Jan 14, 2019 | -2 | Firm change | Ibd to RIA |
| MORGAN STANLEY | EDWARD JONES | Apr 4, 2013 | Jun 7, 2013 | 64 | Firm change | Wirehouse to ibd |