DFX Intelligence

C•••••• R•••• C•••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

C•••••• R•••• C•••••• L•

CRD 286073

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:fc47f136-7258-cc73-f695-436176124b97

Data as of Dec 15, 2016 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 15, 2016 to Dec 15, 2016
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Accounts: 0

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• R•••• C•••••• H••••••• L••	GENERAL PARTNER	Na	yes	03/2016	Dec 15, 2016	Dec 15, 2016
M••••••••• M•••••••• P••••••	MANAGING MEMBER	C	yes	03/2016	Dec 15, 2016	Dec 15, 2016

Relationships

Controls (4)

← Y••• Y•••••• ••••OwnerMANAGING MEMBER, ownership code D, individual
Dec 15, 2016 to presentfactForm ADV
← M••••••••• M•••••••• P••••••OwnerMANAGING MEMBER, ownership code C, individual
Dec 15, 2016 to presentfactForm ADV
← W••••••••• M••••••• B•••••OwnerCHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 15, 2016 to presentfactForm ADV
← C•••••• R•••• C•••••• H••••••• L••OwnerGENERAL PARTNER, ownership code NA, domestic entity
Dec 15, 2016 to present

Dated events

Occurred
Dec 15, 2016
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fc47f136-7258-cc73-f695-436176124b97
First observed: Dec 15, 2016
Last observed: Dec 15, 2016 118 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.