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Advisor at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | Independent wealth | Mar 17, 2022 | n/a | yes | SCOTTSDALE, AZ|SCOTTSDALE, AZ | Current employment |
| FIRST FINANCIAL EQUITY CORPORATION | Former SEC adviser | Feb 22, 2018 | Mar 7, 2022 | no | PHOENIX, AZ|SCOTTSDALE, AZ|SCOTTSDALE, AZ|Tempe, AZ | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jan 17, 2018 | Feb 22, 2018 | no | SCOTTSDALE, AZ|SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST FINANCIAL EQUITY CORPORATION | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | Mar 7, 2022 | Mar 17, 2022 | 10 | Firm change | Ibd to RIA |
| MML INVESTORS SERVICES, LLC | FIRST FINANCIAL EQUITY CORPORATION | Feb 22, 2018 | Feb 22, 2018 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 16507:20804:AZ:2022-02-28 | Mar 7, 2022 | Mar 17, 2022 | TEMPE, AZ | Firm change |