DFX Intelligence

M••• C••••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

M••• C••••• A••••••

Advisor at D•••••• W••••• A•••••••

CHICAGO, IL

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Search this name across graphsid dfx:ria:fc4d4824-de9c-4569-c963-41a7ec17a153

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 8, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••• W••••• A•••••••	Independent wealth	Feb 5, 2022	n/a	yes	CHICAGO, IL	Current employment
B•••••••• R••••• • F•••••••• I•••	Independent wealth	Mar 8, 1998	Jan 13, 2022	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• R••••• • F•••••••• I•••	D•••••• W••••• A•••••••	Jan 13, 2022	Feb 5, 2022	23	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
110608:315995:IL:2022-01-13	Jan 13, 2022	Feb 5, 2022	CHICAGO, IL	Firm change

Relationships

Registered with (2)

→ D•••••• W••••• A•••••••Registered adviserregistration: current employment
Feb 5, 2022 to presentfactForm ADV
→ B•••••••• R••••• • F•••••••• I•••Registered adviserregistration: previous registration
Mar 8, 1998 to Jan 13, 2022factForm ADV

Dated events

Occurred
Jan 13, 2022
Advisor changed firm
M••• C••••• A•••••• left B•••••••• R••••• • F•••••••• I••• for D•••••• W••••• A••••••• (registered 2022-02-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fc4d4824-de9c-4569-c963-41a7ec17a153
First observed: Mar 8, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.