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THE FOCUS GROUP ADVISORS, LLC, CRD 117845
BARTLESVILLE, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DANIEL ANDREW VISE | n/a | TULSA, OK | 21 | 27 | 3 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| MARLOWE, ROBERT, CURTISS | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | B | yes | 09/2010 | Mar 26, 2012 | Jun 20, 2014 |
| NETTLES, JON, AUBREY | MANAGING MEMBER | D | yes | 11/2003 | Mar 26, 2012 | Jun 20, 2014 |
| VISE, DANIEL, ANDREW | MANAGING MEMBER | B | yes | 11/2003 | Mar 26, 2012 | Jun 20, 2014 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | n/a | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2013 | Mar 28, 2014 | $1.2M | $998,156 | 3 | 3 | n/a | n/a | n/a |
| 2012 | Mar 15, 2013 | $95.1M | $94.2M | 3 | 3 | n/a | n/a | n/a |
| 2011 | Mar 26, 2012 | $95.2M | $93.5M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2013 | $1.2M | $95.1M | -98.7% | n/a | n/a | 3 | 3 | n/a | n/a |