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Advisor at MML INVESTORS SERVICES, LLC
Carrollton, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Sep 17, 2025 | n/a | yes | Carrollton, TX | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Aug 21, 2024 | Jan 31, 2025 | no | Carrollton, TX|Dallas, TX | Previous registration |
| ESI FINANCIAL ADVISORS | Independent wealth | Jul 14, 2023 | Aug 8, 2024 | no | ADDISON, TX | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Jul 5, 2019 | Jun 29, 2023 | no | ADDISON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ESI FINANCIAL ADVISORS | MML INVESTORS SERVICES, LLC | Aug 8, 2024 | Aug 21, 2024 | 13 | Firm change | RIA to ibd |
| PRINCIPAL SECURITIES, INC. | ESI FINANCIAL ADVISORS | Jun 29, 2023 | Jul 14, 2023 | 15 | Firm change | Ibd to RIA |