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RIA / WealthAdvisorCertified Financial Planner22 years in industry

DANIEL PATRICK LEAHY

Advisor at ALLWORTH FINANCIAL, L.P.

FOLSOM, CA

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Search this name across graphsid dfx:ria:fc59318d-175d-9199-8666-b9fc3b9a6b3e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 12, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLWORTH FINANCIAL, L.P.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 9, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jan 9, 2004
First registration: Jan 12, 2004
Dual registered: no
Other names: DANIEL P LEAHY
IAPD individual key: 4736164

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLWORTH FINANCIAL, L.P.	Bd affiliated wealth	Oct 5, 2022	n/a	yes	FOLSOM, CA	Current employment
JOURNEY ADVISORY GROUP, LLC	Independent wealth	Dec 15, 2014	Sep 30, 2022	no	GOLD RIVER, CA	Previous registration
PENNINGTON FINANCIAL GROUP	Former SEC adviser	Oct 24, 2008	Dec 17, 2014	no	GOLD RIVER, CA	Previous registration
QA3 FINANCIAL LLC	n/a	Oct 2, 2008	Oct 22, 2008	no	ROSEVILLE, CA\|OMAHA, NE	Previous registration
RESOURCE INVESTMENT ARCHITECTS, INC.	Former SEC adviser	May 19, 2006	Oct 2, 2008	no	PETALUMA, CA	Previous registration
PENNINGTON FINANCIAL GROUP	Former SEC adviser	Jan 12, 2004	Dec 15, 2004	no	GOLD RIVER, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
JOURNEY ADVISORY GROUP, LLC	ALLWORTH FINANCIAL, L.P.	Sep 30, 2022	Oct 5, 2022	5	Firm change	RIA to ibd
PENNINGTON FINANCIAL GROUP	JOURNEY ADVISORY GROUP, LLC	Dec 17, 2014	Dec 15, 2014	-2	Firm change	Other
QA3 FINANCIAL LLC	PENNINGTON FINANCIAL GROUP	Oct 22, 2008	Oct 24, 2008	2	Firm change	Other
RESOURCE INVESTMENT ARCHITECTS, INC.	QA3 FINANCIAL LLC	Oct 2, 2008	Oct 2, 2008	0	Firm change	Other
PENNINGTON FINANCIAL GROUP	RESOURCE INVESTMENT ARCHITECTS, INC.	Dec 15, 2004	May 19, 2006	520	Firm change after gap	Other

Relationships

Registered with (5)

→ ALLWORTH FINANCIAL, L.P.Registered adviserregistration: current employment
Oct 5, 2022 to presentfactForm ADV
→ JOURNEY ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Dec 15, 2014 to Sep 30, 2022factForm ADV
→ PENNINGTON FINANCIAL GROUPRegistered adviserregistration: previous registration
Oct 24, 2008 to Dec 17, 2014factForm ADV
→ QA3 FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 2, 2008 to Oct 22, 2008factForm ADV
→ RESOURCE INVESTMENT ARCHITECTS, INC.Registered adviserregistration: previous registration
May 19, 2006 to Oct 2, 2008factForm ADV

Dated events

Occurred
Sep 30, 2022
Advisor changed firm
Daniel Patrick Leahy left Journey Advisory Group, Llc for Allworth Financial, L.P. (registered 2022-10-05)
Form ADVobserved 5 days ago