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CRD 119543
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A••••• J•••••• B• | CHIEF FINANCIAL OFFICER | Na | yes | 09/2012 | Sep 12, 2012 | Oct 10, 2012 |
| B••••••• M•••• F••••• | VICE PRESIDENT | Na | yes | 03/2010 | Mar 30, 2012 | Oct 10, 2012 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| F•• G••••••• L•••••• | n/a | n/a | n/a | N | yes | n/a |
| F•••••••• R••• M••••••••• L•••••• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2011 | Mar 30, 2012 | $291M | $291M | n/a | n/a | n/a | 3 | $291M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2011 | $253M | n/a | n/a | n/a | n/a | n/a | n/a | n/a | n/a |
| Shareholder |
| E |
| yes |
| 02/2000 |
| Oct 10, 2012 |
| Oct 10, 2012 |
| E••• • F• M•• I••••••••• B• | Shareholder | E | yes | 08/2006 | Oct 10, 2012 | Oct 10, 2012 |
| F•••••••• L•••••• | Shareholder | E | yes | 02/2000 | Oct 10, 2012 | Oct 10, 2012 |
| L••• O••• | Secretary | Na | yes | 09/2012 | Sep 12, 2012 | Oct 10, 2012 |
| M•• G•••• I••••••••• L•••••• | Shareholder | E | yes | 06/2004 | Oct 10, 2012 | Oct 10, 2012 |
| M•• G•••• P•• | Shareholder | E | yes | 07/2010 | Jul 18, 2012 | Oct 10, 2012 |
| M•• G•••• U• L•• | Shareholder | E | yes | 05/2012 | Jul 18, 2012 | Oct 10, 2012 |
| M•• I••••••••• F•••••• L•••••• | Shareholder | E | yes | 07/2010 | Jul 18, 2012 | Oct 10, 2012 |
| M•• I••••••••• H••••••• I••• | SOLE MEMBER | E | yes | 10/2012 | Oct 10, 2012 | Oct 10, 2012 |
| M•• I••••••••• U•• H••••••• I••• | Shareholder | E | yes | 08/2006 | Oct 10, 2012 | Oct 10, 2012 |
| M••••••••• M••••••• | President | Na | yes | 09/2012 | Sep 12, 2012 | Oct 10, 2012 |
| G•••• A•••••••• P•••• | CHIEF COMPLIANCE OFFICER | Na | no | 04/2008 | Mar 30, 2012 | Oct 10, 2012 |
| n/a |
| n/a |
| n/a |
| N |
| yes |
| n/a |
| F•• A••••••• G•• L•• | n/a | n/a | n/a | Y | yes | n/a |
| F•• C•••••• A••••••• L•••••• | n/a | n/a | n/a | N | yes | n/a |
| F•• H••• K••• L•••••• | n/a | n/a | n/a | N | yes | n/a |
| F•• I••••••••• L•••••• | n/a | n/a | n/a | N | yes | n/a |
| F•• I••••••••• L•••••• ••••• B•••••• | n/a | n/a | n/a | N | yes | n/a |
| F•• I••••••••• A••••••• K•••• C•••••• L•••••• | n/a | n/a | n/a | N | yes | n/a |
| F•• I••••••••• M••••••••• L•••••• | n/a | n/a | n/a | N | yes | n/a |