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D••••• R••••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

D••••• R••••• R••••••••

Advisor at H•••••• T••••••• • K•••• L••

Conshohocken, PA

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Search this name across graphsid dfx:ria:fc659c56-1d77-1a16-2b6d-a219a4ad23d0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 25, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• T••••••• • K•••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 11, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• T••••••• • K•••• L••	Independent wealth	Jul 10, 2026	n/a	yes	Conshohocken, PA	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Oct 25, 2000	Jul 13, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	H•••••• T••••••• • K•••• L••	Jul 13, 2026	Jul 10, 2026	-3	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ H•••••• T••••••• • K•••• L••Registered adviserregistration: current employment
Jul 10, 2026 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Oct 25, 2000 to Jul 13, 2026factForm ADV

Dated events

Occurred
Jul 13, 2026
Advisor changed firm
D••••• R••••• R•••••••• left T••••••• I••••••••• M••••••••• I••• for H•••••• T••••••• • K•••• L•• (registered 2026-07-10)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fc659c56-1d77-1a16-2b6d-a219a4ad23d0
First observed: Oct 25, 2000
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.