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Advisor at SOFI WEALTH LLC
Cottonwood Heights, UT | SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOFI WEALTH LLC | Bd affiliated wealth | Jul 1, 2019 | n/a | yes | SAN FRANCISCO, CA|Cottonwood Heights, UT | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Nov 27, 2018 | Mar 26, 2019 | no | SALT LAKE CITY, UT | Previous registration |
| MORGAN STANLEY | Wirehouse | Oct 25, 2016 | Nov 19, 2018 | no | SOUTH JORDAN, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | SOFI WEALTH LLC | Mar 26, 2019 | Jul 1, 2019 | 97 | Firm change | Wirehouse to RIA |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Nov 19, 2018 | Nov 27, 2018 | 8 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:19616:UT:2018-11-19 | Nov 19, 2018 | Nov 27, 2018 | SOUTH JORDAN, UT | Firm change |